WebJan 25, 2008 · On 24 January 2008, FSA published a report summarising the results of its thematic review of commission practices at a sample of investment managers and … WebDec 20, 2024 · Published on: 20 December 2024. The Financial Services Authority (“the Authority”) is currently planning a thematic project involving Trust and Corporate Service Providers (“TCSPs”), which is intended to run during 2024 and beyond. The Authority’s AML/CFT Division will lead the thematic project, and work in conjunction with the ...
Financial Services Authority Quality of advice on pension …
WebThese terms may be used differently in other FSA publications. 2 On pensions A-day (6 April 2006) the government introduced a simplified set of rules on pension schemes. ... 1.1 This report summarises the findings from our thematic review of pension-switching advice. It also provides examples of the good, compliant and poor practices we found1. WebJul 17, 2014 · FCA's Thematic Review into price comparison websites in the general insurance sector. The FCA’s Review was prompted by the increase in popularity of PCWs among consumers. However, this is not the first time that PCWs have been on the FCA’s radar. Between June and September 2010, the FSA carried out a thematic review into … tips to empathize
Thematic review of sustainability disclosures for funds having ...
WebSupport representation in sectoral, cluster working groups or thematic/adhoc humanitarian coordination meetings as needed. Donor Compliance. Act as focal point with donors’ in-country on grants management issues for ongoing, past, and potential future projects. Review donor agreements and coordinate their review with the Head office; liaise ... WebFeb 11, 2013 · The peer review on risk governance is the the sixth thematic peer review conducted by the FSB and the first thematic review using the revised objectives and guidelines for the conduct of peer reviews set forth in the December 2011 Handbook for FSB Peer Reviews. 1. Thematic reviews focus on the implementation and … WebJan 30, 2024 · On 12 January 2024, DLA Piper held its first UK IMF event of the year which focussed on the FCA’s consultation paper ( CP22/20) on Sustainability Disclosure Requirements and investment labels (the SDR), which was published in October 2024. The consultation is open until 25 January 2024 and the FCA intends on publishing its policy … tips to empower your team